The plaintiffs alleged that misrepresentations in the firm’s financials harmed shareholders who bought the stock between March 2011 and July 2014
The panel continues to push the OSC to introduce a best interest standard
Canadian and U.S. dollar units now trading on the Toronto Stock Exchange
The Quebec regulatory has yet to decide on the compliance of these products and the companies offering them
Roger Renaud has been president of Manulife Asset Management Canada since joining the firm, following its acquisition of his former employer, Standard Life
Industry assets under management grew to $1.234 trillion in March
HST will increase to 15%
The robo-advisor firm will launch Nest Wealth Pro, a technological tool that keeps the advisor as the focal point of a relationship with a client,…
The LSI’s steady gains indicate rising default risk
There can be “significant consequences” if a firm incorrectly treats a pension income stream product as not being a security
CFTC chairman calls for improved data collection to help assess the possible systemic risk posed by hedge fund leverage
A product lineup that will grow to more 30 than factor-tilted, smart beta ETFs will distinguish Sphere from its competitors, says the firm’s founder and…
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record