B.C. regulator finds problems old and new
BCSC compliance report card reveals recurring deficiencies in relationship disclosure
- By: James Langton
- June 14, 2016 December 19, 2017
- 09:20
Top Stories in News
Research and Markets
CC&L closing two alternative funds to new investment
CC&L Global Market Neutral Fund opening to individual investors
- By: IE Staff
- June 14, 2016 June 14, 2016
- 08:30
Provinces face diverging credit challenges after oil price drop: Moody’s
Oil-producing provinces face fiscal headwinds
- By: James Langton
- June 14, 2016 June 14, 2016
- 06:30
Industry News
Gender diversity at the top of financial services stalled
Female representation on boards only 20%, although Canada ranked higher in some areas
- By: James Langton
- June 13, 2016 June 13, 2016
- 16:25
Industry News
Timbercreek names new CFO
Gigi Wong, former director of capital markets operations for the OTPP, takes over the role of CFO for the alternative asset-management firm on Tuesday
- By: Tessie Sanci
- June 13, 2016 June 13, 2016
- 16:05
HSBC units settle with BCSC for charging clients excess fees
HSBC Investment Funds (Canada) and HSBC Private Wealth Services (Canada) agree to pay more than $7 million in compensation to clients
- By: James Langton
- June 13, 2016 June 13, 2016
- 16:00
From the Regulators
IIROC calls for MRAC nominations
Nominations for the SRO’s market rules advisory committee are due July 29
- By: James Langton
- June 13, 2016 December 19, 2017
- 14:25
FINRA names new CEO
Robert Cook succeeds Richard Ketchum
- By: James Langton
- June 13, 2016 October 11, 2019
- 14:00
AMF creates fintech working group
The group will examine technological innovations in the financial sector and anticipate regulatory and consumer protection issues
- By: James Langton
- June 13, 2016 December 19, 2017
- 13:30
Research and Markets
OECD lauds Ottawa’s approach to boosting economy
But the Paris-based group raises concerns over housing
- By: Ross Marowits
- June 13, 2016 June 13, 2016
- 13:00
Voluntary Disclosure Program fails to shield taxpayers
Owners of foreign property who consistently failed to file lose appeal
- By: Patricia Chisholm
- June 13, 2016 December 19, 2017
- 10:45
Former CIBC vice chairman joins Warburg Pincus
Jim Prentice will evaluate investment opportunities in Canada’s energy sector
- By: James Langton
- June 13, 2016 October 11, 2019
- 10:00
Products
NEI to terminate mutual fund
Unitholders of NEI Northwest Enhanced Yield Equity Corporate Class will receive units of NEI Northwest Canadian Dividend Corporate Class on or about Sept. 16
- By: Tessie Sanci
- June 13, 2016 October 15, 2019
- 09:30
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
AI shaping performance in four insurance subsectors: report
Brokers, MGAs, software providers and TPAs set to evolve
- By: Jonathan Got
- February 6, 2026 February 5, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00