The CSA is not going ahead with a similar planned pilot in Canada because of the risk inter-listed trading would migrate to the U.S.
The requirement to use SEDAR takes effect on May 24
Given a lack of consensus on the CSA’s proposal, regulators have decided to go forward with original plan proposed last year
Submission to the SRO’s white paper suggests that removing the 270-day rule would “begin to unravel the current SRO system”
A new report from Morneau Shepell finds that diversified pooled pension fund managers underperformed the benchmark as international and global equities fuelled the decline
Canada would forgo any gains, and experience additional modest losses from not ratifying the TPP
Three more provinces agree to enhance co-operation with CFTC
The regulator is also taking a proactive approach to members’ concerns about cost and compensation reporting coming into effect with CRM2
Senior investigator Jason Roy was called at home by an unregistered binary options trading firm
US$1.3 million returned to investors
Kam Dhaliwal, Adnan Khan, Brent Small, Daniel Zhang and Rudder Zhang from the University of Waterloo presented and defended a report on Canadian Tire
Fund dealers dispute liability for former advisor’s misconduct
It’s likely most of the large mutual fund companies and banks will start getting into this space, ETF industry expert suggests
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record