Private workplace pension plans launched by banks and insurers that have unique features could compete with government-led pensions such as the ORPP
Spain-based travel services company called a “terrific opportunity”
Not all member regulators are in agreement
IA Clarington Managed Portfolios promise active management of security selection, tactical asset allocation and foreign currency exposure
Experienced investor sought to place the consequences of his poor investment decisions on TD Waterhouse
Proposal would enable regulators to efficiently track all trading activity in the U.S. equity and options market
The allegations against the firm and Dianne Stuart stemmed from the firm taking $6 million from clients and diverting it to other uses
The shift of client assets to competing firms will become more frequent as the costs of investing become more transparent
Although only the CSA has the jurisdiction to change the regulatory landscape in Canada, the white paper raises some very important questions for regulators, said…
The exchange operator expects to start supporting the new symbols in Q4 2016
72 former Dundee Goodman Private Wealth advisory teams join Echelon
Canadian equities look relatively cheap based on PE ratios
Candice Graf ordered to pay $250,000 administrative penalty
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record