Global regulators eye asset management industry risks
FSB consults on proposed policy recommendations to address structural vulnerabilities from asset management activities
- By: James Langton
- June 22, 2016 December 19, 2017
- 14:40
FSB consults on proposed policy recommendations to address structural vulnerabilities from asset management activities
Investment industry approves of gradual increases in premiums
A drop in auto sales was a slight disappointment
It’s not the first time that one of the big Canadian banks has partnered with a financial technology upstart
Advisor received almost $16,000 from trades executed after client’s death
The four new ETFs, which have a management fee of 0.35%, will be managed by Vanguard’s Quantitative Equity Group
Banks are holding more capital and paying out less in dividends, relative to pre-crisis levels
If the U.K. exits the European Union, volatility will rule global markets
Mark Grammer is leaving the firm to pursue a new opportunity
New guarantee options enable firm to target large segment of the market
Canadian holdings of foreign securities have almost tripled since the end of 2008
Fraudulent scheme solicited C$2 million from at least 30 investors in the U.S. and Canada
Two new products focus on Canadian equities and U.S. equities
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups