The proposed changes would apply to federally regulated banks that use internal ratings-based approach to credit risk
Eric Benner will contribute his global equity expertise to Dynamic’s equity income team
John Doe has admitted to making misstatements about an extra-marital affair as well as unauthorized disclosure of confidential information
Five ETF funds launched
Allen Samuel Mendelman has also been suspended 18 months in response to various infractions when he was an advisor with Canaccord Genuity
Michelle dunk pays $60,000 in restitution to Hockley Energy investors
The bank’s senior counsel points to data that show the market for online advice services is growing rapidly
Although these products will lose their tax-deferral benefit, other tax-efficient features and pooling benefits continue to make these products attractive, the firm states
Amendments seek to appropriately restrict a dealer’s ability to use client free credit cash balances
New rules will make it easier for investors to compare data across banks and banking systems
The proposed requirements aim to provide greater transparency and a more efficient process fir companies adopting divided reinvestment plans
New reports designed to help firms spot and halt potential market manipulation
The fund, which is the firm’s first foray into impact investing, aims to capitalize on research that shows firms led by women tend to be…
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record