The compliance guide aims to help firms implement effective measures to address money laundering risks
A regulatory hearing panel has ordered that Rodney Warren also be suspended for 90 days, pay costs of $10,000 and face strict supervision
Between 1.1 million and 1.25 million barrels of oil per day have been knocked out of the oilsands industry’s full capacity
The industry is continuing to endure a severe downturn
OSFI official says regulator will focus on “risk culture” at financial firms
Stefan Kristjanson, currently executive vice president, strategy and transformation, will succeed Dave Johnston following his retirement in August
These products provide expanding choice, more liquidity and lower costs than their underlying securities
Oil ekes out modest gain
The proposed legislation focuses on systemic risk, criminal enforcement and national data collection
Despite a large drop in global equities during the quarter, the rally in Canadian equities at the end of Q1 resulted in flat returns for…
Barry McInerney replaces Jeff Carney as head of Mackenzie Investments while Carney replaces the retiring Murray Taylor as head of Investors Group
Managing emotions around financial decisions is critical to avoiding fraud
A new report details the central bank’s oversight of financial market infrastructure entities
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record