New system uses Fundserv program, enables electronic signatures
Businesses outside affected commodity industries and in the service sectors are more optimistic about the coming year
Although banking clients said they prefer the benefits of receiving automated advice, most will continue to need some form of personal advice
Hearsay Social’s “corporate-to-local advertising” tool is designed to save the time of advisors who may not have the social media experience to produce their own…
The appeal court upheld a lower court ruling that the case should be dismissed because it was brought outside the limitation period
The firm’s “In-Residence” program will allow fledgling fintech startups to sit “side by side” with J.P. Morgan to develop innovations
Under the proposed rule, reps must receive specific training on dealers’ policies and procedures that deal with advising and transacting in ETFs
The new measures, which follow a similar move adopted in Alberta last year, are intended to protect investors in Quebec
Michelle Dunk, who was given jail time for alleged unregistered trading earlier this year, is now facing further charges
As part of the deal, Nasdaq acquires three electronic options exchanges and doubles its stake in The Options Clearing Corp.
Howard Wetston, Kathleen Taylor, Ned Goodman and Louis Vachon received one of Canada’s highest civilian honours
The leaders of Canada, the United States and Mexico discussed several economic issues Wednesday during the North American Leaders’ Summit in Ottawa. Here are five…
However, the results represent an increase on a quarter-over-quarter basis as numbers were up from Q4 2015
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups