Advisors will be able to send invites to clients they feel would best benefit from the robo-advisor’s services and then monitor those clients’ portfolios and…
Portfolio managers with Manulife Asset Management U.S. have taken over certain responsibilities for the funds
“We haven't seen as much upside in a long time,” manager says.
Advisors must understand what “delivery” means — including the exceptions — to ensure they’re prepared to meet the new requirements
Stephens, Inc. fined US$900,000
The major sources of market risk include the uncertain global economic outlook and volatile commodity prices
Nearly all TSX sectors were in the black, with materials, gold and metals and mining leading the way
Fund companies must consider fewer changes to their products as the constant changes cause confusion, said advisors at the 2016 Canadian Funds Summit in Toronto
Regulators are continuing to mull over possible changes to the rules that restrict dealer employees from acting as an executor, power of attorney (POA), or…
Horizons Canadian Dollar Currency ETF seeks to reflect the performance of the C$ vs the US$ by investing in C$-denominated cash and cash equivalents
Some insurance products and ETFs are in regulators’ sights
Gregg Mulholland used offshore shell companies in Belize and the West Indies to perpetrate numerous schemes
Nicola Wealth Management and Howard Atkinson have invested in the robo-advisor, which is looking to add a platform for financial advisors and financial services firms
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record