Award is SEC program’s third highest to date
Robo-advising will see continued rapid growth in assets under management
Luc Fortin, who has spent 25 years in the capital markets business, begins his role as managing director, derivatives trading, on June 27
Aequitas is adding fund companies and dealers to the platform, including a number of carrying brokers
Regulatory reporting by FINRA members could provide important new information about day‑to‑day activity in both inter‑dealer and dealer‑to‑client markets
The First Asset ETFs are actively managed, fixed-income products whereas BMO Asset Management is expanding its low-volatility ETF lineup
An MFDA hearing panel announced a $7-million fine for Dianne Stuart and a $1-million fine for Howard Stuart
Insurance regulators have issued a paper that suggests existing and potential gaps in disclosure between mutual funds and segregated funds may need to be addressed
The credit union and its financial planning subsidiary will offer investment services to its members through Qtrade’s full-service and direct brokerage platforms
The former executive director with the BCSC takes over from Joanne De Laurentiis, who has led the organization for the past 10 years, in July
The proposed requirements aim to discourages inappropriate risk-taking in financial institutions
Coho Partners will take over as subadvisor for Scotia Private U.S. Value Pool as of July 5 while 1832 Asset Management remains portfolio manager
One of the three seg funds, Global Diversified (Forstrong) Fund, lets investors access global growth opportunities through an actively managed portfolio of ETFs
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record