Two people to share SEC whistleblower award of more than $450,000
The U.S. regulator has paid US$10 million to whistleblowers this week
- By: James Langton
- May 20, 2016 December 19, 2017
- 15:50
The U.S. regulator has paid US$10 million to whistleblowers this week
Dominic Barton has taken the role as chairman of Finance Minister Bill Morneau’s council of economic advisors
Consumer spending and housing market driving U.S. economy
The portion held by the U.S. technology sector also continues to grow
Stephanie Leaist, the head of sustainable investing at the CPPIB, is among nine new members appointed to the task force developing voluntary standards for climate-related…
Discount brokerage client profited from insider tips from son
Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss the results of the 2016 Dealers’ Report Card, including growing books of…
Jamie Golombek, managing director, tax & estate planning, CIBC Wealth Strategies, highlights recent U.S. tax developments and their impact on clients who are required to…
Investors should be paying attention mostly to the U.K., the EU and emerging economies for various reasons, expert says
New bulletin suggests methods for firms to protect the confidentiality of their sensitive client data
The launch of BMO SmartFolio will lead startups to up their games and traditional firms to launch similar services
Func company expands currency-hedging program to dampen volatility
The study will examine how innovation is affecting the way consumers and businesses use financial products and services
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record