The rule would allow swaps dealers to comply with comparable margin requirements in a foreign jurisdiction
Cyclical and structural challenges remain
Russell, who is the only Canadian to serve as chairman of the International Council of Securities Association, will serve a third year in the role…
A diagram and brief explanation will help advisors describe the rules surrounding investors’ eligibility for the OM prospectus exemption in each province and territory
Two men and their companies have been banned over the unregistered sale of shares in Bradon Technologies
New product provides coverage against issuer fraud on crowdfunding platforms
Insurance representatives who spoke at the CIFPs conference last week recommend that you need to open with your insurer to get all the possible help…
Industry-owned co-operative committed to helping customers fight against cyber-attacks
The new service is intended for advisors who have clients with smaller accounts they want to keep on, but don’t meet minimum account requirements
NGX will remain open for regular trading
The U.S. regulator has paid US$10 million to whistleblowers this week
Dominic Barton has taken the role as chairman of Finance Minister Bill Morneau’s council of economic advisors
Consumer spending and housing market driving U.S. economy
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
High-profile firms and their clients were targeted in 2025
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record