CIBC, Scotiabank increase support for Thinking Capital
The two banks have more than doubled the fintech firm’s debt facility to $125 million from its previous level of $50 million
- By: Tessie Sanci
- May 31, 2016 May 31, 2016
- 11:25
Top Stories in News
Products
CIBC Mellon to provide asset services for Mackenzie’s ETFs
The firm will provide custody, ETF servicing and investment information delivery for Mackenzie’s four fixed-income ETFs
- By: Tessie Sanci
- May 31, 2016 October 15, 2019
- 09:45
From the Regulators
IIROC updates CRM2 FAQ
Document provides guidance on the new reports that dealers must start providing to clients
- By: James Langton
- May 30, 2016 December 19, 2017
- 16:00
ASC to enact new fee rule
The new model won’t push fees up as much as initially expected
- By: James Langton
- May 30, 2016 December 19, 2017
- 14:25
Industry News
Bulkley Valley Credit Union strikes partnership with Qtrade
Qtrade will provide the credit union and its subsidiary access to its full-service platform for investment services
- May 30, 2016 May 30, 2016
- 13:50
From the Regulators
NSSC will automatically recognize orders in other provinces
Measure will further streamline enforcement processes
- By: IE Staff
- May 30, 2016 December 19, 2017
- 13:25
Research and Markets
Regulators approve TSX trading fee reductions
Changes to the fees for each of TSX, TSX Venture and TSX Alpha Exchange take effect on June 1
- By: James Langton
- May 30, 2016 May 30, 2016
- 11:10
Industry News
CIBC joins the RIA as a sustaining member
The bank joins as a sustaining member while its brokerage arm, CIBC Wood Gundy, will be identified as an associate member
- By: Tessie Sanci
- May 30, 2016 May 30, 2016
- 10:30
From the Regulators
IIROC suspends and fines advisor for conflict of interest
Although no clients lost money because of the advisor’s recommendations, an IIROC hearing panel said conflicts cannot be tolerated
- By: James Langton
- May 27, 2016 December 19, 2017
- 15:30
From the Regulators
Former CIBC rep fined and banned for misconduct
An MFDA hearing panel says the full penalty matches the seriousness of the allegations, which were theft and borrowing from clients
- By: Tessie Sanci
- May 27, 2016 December 19, 2017
- 14:40
MFDA bans and fines rep for misappropriation
Carla-Marie Aksomitis was found to have stolen approximately $119,000 from a total of 29 clients with Royal Mutual Funds and Royal Bank of Canada
- By: Tessie Sanci
- May 27, 2016 December 19, 2017
- 12:00
Research and Markets
European banking union is still a work in progress: Moody’s
Various countries in the region have taken different approaches to implementing Basel III
- By: James Langton
- May 27, 2016 May 27, 2016
- 10:25
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24