The asset manager has also implemented a special committee to review compliance issues in the area of its sales practices
The loonie ends the day with a decline
The deal follows a pair of multi-billion dollar settlements between the DoJ and Deutsche Bank and Credit Suisse earlier this week related to RMBS
A concise guide to recent regulatory initiatives and deadlines
Although corporate liquidity is better than it was in early 2017, the index remains below its long-term average, the credit-rating agency reports
Christopher Giancarlo replaces outgoing chairman, Timothy Massad, who resigned as Donald Trump was inaugurated as U.S. president
Solactive Euro HY corporate index and Solactive USD high yield corporate index are composed of corporate debt issued in developed and developing markets
Lower food prices help ease impact of gasoline’s rise
The small investment dealer, which is selling most of its business to Hampton Securities, must cease dealing with the public as of Jan. 23
However, net sales for all of 2016 dropped to $30.07 billion from $57.91 billion in 2015
TSX ekes out gain, loonie dips
Most issuers identify cybersecurity as a material risk, but few provide specific insight into their vulnerability to cybersecurity incidents, the CSA finds
The new rules are part of Canada’s effort to meet its G20 commitments to reform global OTC derivatives markets following the global financial crisis
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record