400 independent firms gain access mutual fund trading platform
Erik Kalin named COO; Jonathan Hede joins firm as risk management officer
State regulators lobby for establishing a fiduciary duty standard
Chief risk officers in Canada and the U.S. are the most confident that their firms’ risk-management programs are effective, Deloitte survey finds
A review of trading commission expenditures by U.K. investment managers reveals poor practices are still common in the industry
The Canadian Startup Awards has named Michael Katchen entrepreneur of the year
The mergers, which take effect on March 10, will see two funds folded into two continuing funds
Canadian dollar continues slide
In a new video, Jane Rooney talks to Canadians about the new CRM2 reports they are receiving and the benefits of reviewing them
The introduction of carbon-pricing programs are expected to have only one-off impacts on inflation rates
Investor advocate to hold summit
Overall, the Canadian economy expanded by 1.4% in 2016
U.S. speculative-grade companies continue to benefit from investors’ hunt for yield in a continued low interest rate environment
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups