Dealers should maintain an updated list of advisors who work from home, which a department of the SRO could use as it plans compliance exams
Insurers have significantly expanded their governance, oversight and investments in cybersecurity, a new Moody’s report finds
New BlackRock Canada survey finds that 85% of millennials and 76% of Gen Xers are likely to invest in ETFs this year vs 44% of…
The proposal would replace the CSA’s existing system for investigating possible market misconduct cases utilizing T+1 trading data
The Inclusion fund has raised $3.5 million from 21 financial services firms for Quebec organizations that work with young people to build environments free of…
The newly renamed firm follows the completion of the business’s acquisition from Dundee Corp. by an employee-owned partnership
Ashleigh Everett, John Montalbano appointed for three-year terms
Prime Minister Justin Trudeau meets with U.S. President Donald Trump
Benjamin Tal, deputy chief economist at CIBC World Markets Inc., discusses the probable impact of the Trump administration's policies on the North American Free Trade…
Wall Street surges on Trump news
Havlin, who has held executive roles with Scotiabank and National Bank, replaces Charles Lambert
Jim Leech, former head of the Ontario Teachers’ Pension Plan, named special advisor
Some individuals are being sent letters and cheques citing payment for a mystery shopper assignment for the Insurance Institute of Canada
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record