Advisors will now be able to share compliance-approved articles available in AdvisorStream’s library with their LinkedIn connections
New York markets slip
Management fees on Horizons S&P/TSX Capped Energy Index ETF and Horizons S&P/TSX Capped Financials Index ETF have been reduced to 0.25% from 0.35%
The findings suggest a greater percentage of Canadian firms are more optimistic about the future than they were in January
A new study from the CFA Institute suggests the industry is at an inflection point in which advisors fostering trust among clients will be key…
The former BMO strategist will help the U.S. derivatives regulator “activate the CFTC’s latent capability for market intelligence”
Jayanth Noronha engaged in off-book transactions, accepted compensation from the issuers, failed to disclose his conflict of interest and hid the misconduct
The firms says that they intend to cut clearing costs for customers
Basel Committee signals that most big banks still do not have the appropriate quality of risk management practices and decision-making processes
Supervisory efforts are bearing fruit, EBA report says
There were notably positive results in terms of volume and value of IPO deals during Q1: PWC report
This week’s hearing stems from allegations Sentry violated the sales practices rules when it held a mutual fund conference in California
The company has introduced seven new ETFs to the market while Mackenzie has reclassified the risk rating for one of its ETFs
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups