Canada’s banks will now have until Jan. 1, 2019 to comply with new liquidity requirements of the Basel III reforms
Investors are also more confident in stocks and home ownership while less confident in investment properties, cash and fixed-income
RegHackTO revealed the importance of AI, open access to data and the potential of distributed ledger technology, new OSC report states
Advisors who are part of the platform can now invest client assets in Forstrong’s seven actively managed investment strategies
The deal will create Britain’s largest asset manager and the merged firm expects to cut costs by about 200 million pounds
These fledgling firms are using technology to communicate with, and educate clients about, the importance of remaining invested, even when the market takes an eventual…
Will Canada’s two-month trade surplus streak continue?
U.S. markets hit pause amid latest Fed comments
The firm, which has 200 credit union and 1,500 advisor partners, has seen its AUA grow by 246% since 2009 to $30.2 billion from $8.75…
More robo-advisors want regulatory approval to sell without contacting clients
400 independent firms gain access mutual fund trading platform
Erik Kalin named COO; Jonathan Hede joins firm as risk management officer
State regulators lobby for establishing a fiduciary duty standard
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record