Affected unitholders will see a decrease in their annual management fees thanks to their new common-class units
The firm consented to the suspension and is prohibited from providing advice and selling securities to investors
More customers pull deposits
New York markets slip
A majority of the breaches against the financial services industry originate from within the organization
An executive panel stresses the need to get in front of technological and regulatory challenges
The recommendations are also intended to make the proposal more consistent with the requirements set by other regulators
Peer review recommendations aim to improve corporate governance of financial institutions
IIROC, Advocis and others support enforcement measures in Ontario budget
Maple-Brown Abbott specializes in Australian and Asia Pacific ex-Japan equities
Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss the results of the 2017 Brokerage Report Card. This year, investment advisors…
Switch to a shorter, two-year cycle and reduced credit requirements among proposals
Gains in service-producing industries were offset by declines in goods-producing industries
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups