Regulators are focused on strengthening market resilience
New report finds that 59% of survey participants said that technology has helped them meet regulatory obligations
The exchange is responding to complaints from institutional investors that these reports are negatively impacting their trading
The US$125-million fund will be managed by AIP Private Markets
Regulator requests initial comments and proposes working group
Dave Kelly, senior vice president of TD Wealth Private Wealth Management, discusses the significantly higher ratings advisors gave to TD Wealth Private Investment Advice in…
Oil prices pull back from recent gains
Macro strategy funds and event driven strategy funds recorded the largest net flows during the quarter
At least 40% of North American life insurers now have affiliated asset managers
Although these companies face growing pains in adapting new technologies it’s a challenge all traditional players face
The robo-advisor firm’s new offering allows advisors to refer clients to the digital wealth-management service or use the product on a white-label basis
The rating agency cautions that the market remains untested
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups