It’s too early to predict how the regulatory landscape will evolve under the Trump administration
New guidance aims to ensure harmonized implementation of the new regime
A former manager must be reinstated and paid an award of US$5.4 million for being terminated after reporting suspected fraud at the U.S. bank
SumOfUs is calling on the bank’s shareholders to support a bid for greater transparency surrounding the bank’s lobbying efforts
There was a 92% increase in the number of IPOs and a 146% increase in value compared with Q1 2016, representing the best Q1 since…
Steer clear of these missteps to ensure your clients don’t end up with irreparable damage to their financial plans
The obligation for advisors to provide retirement advice that puts clients’ best interests first will now kick in on June 10
U.S. bank Wells Fargo publicly apologized and paid large penalties after it came to light that its employees had opened millions of unauthorized accounts and…
Wall Street mostly flat; loonie dips
The group is asking the CSA in an open letter to step up its oversight and ensure bank-based advisors are meeting their regulatory obligations
Much of the worry around free trade stems from the fact that technological progress is changing the economy and, in some cases, eliminating jobs, Porter…
The advisor employed a high-risk investment strategy, which ran counter to the client’s expressed objectives and parameters for risk tolerance
Cambridge Global Asset Management will now take on a greater role within CI, replacing Tetram Capital Management on several funds
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
High-profile firms and their clients were targeted in 2025
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record