IIAC recommends certain reforms for fighting financial crime
The group is also recommending various ways to help reduce the burden of complying with AML rules in a letter to Finance Canada
- By: James Langton
- April 10, 2017 February 15, 2019
- 10:10
Top Stories in News
Products
Invesco to introduce two income-focused mutual funds
Invesco Global Dividend Income Fund and Invesco Global Monthly Income Fund aim to produce a “predictable income stream” for investors
- By: Beatrice Paez
- April 10, 2017 October 17, 2019
- 09:50
Products
CC&L to terminate balanced fund
CC&L Balanced Growth Portfolio failed to “achieve economies of scale for the ordinary operating expenses” and is now closed off to additional investments
- By: Beatrice Paez
- April 10, 2017 October 17, 2019
- 09:25
Research and Markets
Five things to watch for in the Canadian business world this week
Bank of Canada to release its latest monetary policy report and interest rate on Wednesday
- By: The Canadian Press
- April 9, 2017 April 9, 2017
- 17:50
Responsible investing on the rise
Growth demonstrates increasing demand among individual and institutional investors, report says
- By: James Langton
- April 7, 2017 January 22, 2018
- 16:35
Products
Excel India funds to merge
The funds share similar objectives and will retain the same manager
- By: Beatrice Paez
- April 7, 2017 October 17, 2019
- 16:05
Research and Markets
TSX closes flat to end the week
U.S. strike on Syria spurred investors to seek safe haven in gold
- By: Aleksandra Sagan
- April 7, 2017 April 7, 2017
- 16:00
Court rules in favour of firm against wealthy clients
The couple claimed to have lost $1.2 million as a result of poor advice from a TD Waterhouse advisor more than a decade ago
- By: Patricia Chisholm
- April 7, 2017 February 15, 2019
- 15:50
Millennials will force advisors to reshape their business
With this demographic’s net worth set to increase by 500% in the next 15 years, advisors will have to cater to the needs of this…
- By: Beatrice Paez
- April 7, 2017 December 19, 2017
- 14:40
Industry News
Wells Fargo’s board advises shareholders to vote against ISS motion
The proxy advisory firm is recommending shareholders to dump 12 of the 15 members of the board as a result of the recent scandal at…
- By: James Langton
- April 7, 2017 December 19, 2017
- 14:05
From the Regulators
Two former Barclays traders acquitted in LIBOR case
The U.K.’s Serious Fraud Office other cases involving alleged LIBOR manipulation have resulted in one conviction by a jury and six acquittals
- By: James Langton
- April 7, 2017 February 15, 2019
- 13:45
People
Sprott steps down
Jack Lee will take over as Sprott Inc.’s chairman if he’s elected as director at the firm’s annual and special meeting on May 10
- By: Rudy Mezzetta
- April 7, 2017 October 11, 2019
- 13:05
Investors want a blend of digital and traditional financial advice
The trend is being driven by wealthier clients, who believe that traditional human advisors don’t provide “sufficient value,” new Accenture report finds
- By: Beatrice Paez
- April 7, 2017 January 15, 2018
- 12:00
A tariff exemption was Canada’s salvation in 2025. It’s ‘absolutely’ at risk in 2026
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
- By: Craig Lord, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:24
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
Tech roundup: Toronto-based wealthtech expands to Montreal, NYC
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
- By: Jonathan Got
- December 22, 2025 December 22, 2025
- 08:00
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24