PlanPlus names Canadian winners of financial planning awards
Paul Tyers, Jason Pereira and Mark LeClaire were recognized at the CIFPs annual conference in Ottawa this week
- By: Beatrice Paez
- May 31, 2017 November 9, 2019
- 11:10
Top Stories in News
From the Regulators
ESAs consult on money laundering and terrorist financing risk management standards
Local laws could limit a firm’s ability to understand who their customers are
- By: James Langton
- May 31, 2017 March 1, 2019
- 11:00
Industry News
NASAA to host cybersecurity roundtable
Regulators and industry will discuss how small- and mid-sized investment firms can protect critical client information
- By: James Langton
- May 31, 2017 December 19, 2017
- 10:15
From the Regulators
OSC seeks new members for investment funds advisory committee
The regulator is looking for applications from senior industry personnel with product development experience
- By: James Langton
- May 31, 2017 March 1, 2019
- 09:40
From the Regulators
AMF to focus on OTC derivatives market and insurance compensation
The Quebec regulator’s new strategic plan points out that factors such as fintech and intensifying competition in financial services will guide its work
- By: James Langton
- May 31, 2017 March 1, 2019
- 09:10
CIFPs 2017: Top takeaway from the 2017 Fidelity retirement survey
Peter Bowen, vice president, tax and retirement research, Fidelity Investments Canada, discusses research from the 2017 Fidelity retirement survey about the impact of financial plans…
- By: Peter Bowen
- May 31, 2017 November 9, 2019
- 09:00
CIFPs 2017: Oil to rise in 2017 and beyond
Sébastien Lavoie, chief economist, economic research and strategy, Laurentian Bank Securities, forecasts significant improvement in the Canadian and global energy sectors.
- By: Sébastien Lavoie
- May 31, 2017 November 9, 2019
- 08:30
Adoption of big regulatory changes must avoid unintentional harm
Andrew Kriegler also pointed out during a discussion that the words “best interest” are already an integral component of IIROC’s rules
- By: Patricia Chisholm
- May 31, 2017 March 1, 2019
- 06:25
Financial planners must be ready for “perfect storm” of regulation and technology
The need for financial planners to focus more on offering holistic financial planning to clients while also building up their knowledge and skills is growing
- By: Fiona Collie
- May 30, 2017 November 9, 2019
- 16:40
Research and Markets
TSX pulls back amid weakening oil prices
Kinder Morgan makes IPO debut
- By: Linda Nguyen
- May 30, 2017 May 30, 2017
- 16:00
From the Regulators
OSC hearing panel dismisses Krishna Sammy’s appeal against IIROC
Decision finds that IIROC did not err in its decision to fine and ban the former portfolio manager for five years
- By: James Langton
- May 30, 2017 March 1, 2019
- 15:10
Research and Markets
CoCos issuance up in Q1: Moody’s
New report suggests that global banks will issue about the same volume of CoCos as they did in 2016
- By: James Langton
- May 30, 2017 February 26, 2019
- 14:15
Research and Markets
Efforts to curtail Fed independence threaten U.S. dollar: Fitch
Legislative proposals would diminish the appeal of the U.S. dollar as a reserve currency
- By: James Langton
- May 30, 2017 May 30, 2017
- 14:00
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
AI shaping performance in four insurance subsectors: report
Brokers, MGAs, software providers and TPAs set to evolve
- By: Jonathan Got
- February 6, 2026 February 5, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00