Closed-end fund will terminate on July 31
But the costs of terminating a long-term administrative employee who had agreed to work for the buyer for at least six months after the sale…
U.S. markets hit records in spite of weaker than expected jobs data
iShares and BMO had inflows of more than $1 billion in “frenzy of asset-gathering”
The association expresses support for FSCO’s goals of treating consumers of insurance fairly and enabling innovation through fintech
U.S. Life insurers unchanged
Fee on Horizons Cdn Select Universe Bond ETF will decrease to 0.09%
Manufacturers of financial products must specify a target market of end clients for whom the products are intended
Under the MoU, the two regulators will share information about investigations and disciplinary activity and may also undertake joint investigations
Canadian exports south of the border rose 5.4% to a record high $36.1 billion in April
Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss why survey participants believe their dealer firms are failing to meet expectations…
The worst performers in May were fund indices that track sector-specific categories
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups