IIROC increasing scrutiny of payout grids
Review of compensation-related conflicts reveals that disclosure alone is not sufficient
- By: James Langton
- April 27, 2017 February 28, 2019
- 11:15
Top Stories in News
Help clients cope with aging parents
Creating a family playbook can help ensure everyone feels well prepared for the years ahead
- By: Beatrice Paez
- April 27, 2017 December 19, 2017
- 11:00
Industry News
DBRS downgrades Home Capital ratings
The company has faced accelerated withdrawals by depositors since the announcement of various senior management changes, and allegations of disclosure violations from the OSC
- By: James Langton
- April 27, 2017 December 19, 2017
- 09:30
Research and Markets
TSX closes lower, led by financials
Loonie slips
- By: The Canadian Press
- April 26, 2017 April 26, 2017
- 16:30
Research and Markets
CMHC maintains “strong” risk rating for national real estate market
House price overvaluation is now present in only six markets, rather than eight
- By: Alexandra Posadzki
- April 26, 2017 April 26, 2017
- 15:30
Industry News
GWL job cuts are “credit positive”: Moody’s
Expense growth should moderate while operating earnings should accelerate, new report suggests
- By: James Langton
- April 26, 2017 December 19, 2017
- 15:25
From the Regulators
Financial Choice Act would reverse investor protections, NASAA says
The legislation would weaken reforms put in place by the Dodd-Frank Act in response to the financial crisis
- By: James Langton
- April 26, 2017 February 28, 2019
- 15:15
From the Regulators
Payment protection insurance key point of complaint for U.K. clients
The product drew the most complaints and accounted for the majority of redress paid to consumers in the second half of 2016, the FCA reports
- By: James Langton
- April 26, 2017 February 28, 2019
- 15:05
Research and Markets
Ontario budget to contain new spending
The provincial government will release a balanced budget on Thursday
- By: Jessica Smith Cross
- April 26, 2017 April 26, 2017
- 14:15
Industry News
Canadians not planning for expected lengthy retirements
Only 29% of working-age Canadians believe they’ll be financially comfortable when they retire, new HSBC report finds
- By: Beatrice Paez
- April 26, 2017 December 19, 2017
- 12:50
Industry News
Home Capital shares plunge after signing deal for $2-billion credit line
The OSC has alleged the company, two former CEOs and the current CFO broke the law in their handling of a scandal involving falsified loan…
- By: The Canadian Press
- April 26, 2017 December 19, 2017
- 12:05
CSA proposes formal ban of binary options trading schemes
The proposal of an explicit ban on binary options doesn’t imply that current offerings of binary options in Canada are legal, the CSA states
- By: James Langton
- April 26, 2017 February 28, 2019
- 10:50
Products
Mackenzie introduces income-focused funds
The two mutual funds and one ETF seek to generate income from corporate and government bonds, dividend stocks, preferred shares, among others
- By: Beatrice Paez
- April 26, 2017 October 17, 2019
- 09:30
Stock markets rise with the latest U.S. economic data ‘sending the right signals’
The S&P/TSX composite index rose 58.63 points to 32,058.73
- By: Daniel Johnson, The Canadian Press
- December 23, 2025 December 23, 2025
- 17:07
Bank of Canada governing council says trade uncertainty clouding outlook
The central bank issued a summary of its overnight-rate deliberations earlier this month
- By: Lauren Krugel, The Canadian Press
- December 23, 2025 December 23, 2025
- 14:00
Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April
Americans’ assessments of their current economic situation tumbled: survey
- By: Matt Ott, The Associated Press
- December 23, 2025 December 23, 2025
- 10:56
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
CPP Investments signs new European data centre partnership with Goodman Group
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
- By: The Canadian Press
- December 23, 2025 December 23, 2025
- 09:24
U.S.-based notetaking AI to use Canadian data centre for advisor data
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
- By: Jonathan Got
- December 23, 2025 December 18, 2025
- 08:00
Tech roundup: Toronto-based wealthtech expands to Montreal, NYC
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
- By: Jonathan Got
- December 22, 2025 December 22, 2025
- 08:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24