IFIC proposes various measures instead of a ban on embedded fees
The organization recommends a variety of measures, including capping trailer fees, in response to the CSA’s consultation paper
- By: James Langton
- June 9, 2017 October 17, 2019
- 10:50
Jean-Philippe Lemay will take over for Sylvain Roy and remain as CIO of the company
Stephanie Avakian and Steven Peikin will oversee more than 1,200 investigators, accountants, attorneys, and other professionals
Steve Mnuchin will also meet with government officials in his first visit to Ottawa
Oil, gold prices move lower
There are concerns that clients won’t be able to afford life insurance or that other jurisdictions may follow suit
Climate change risks become a key consideration for asset managers
Joseph Kostelecky banned for life from taking part in securities markets
The receiver is accepting claims from investors until Aug. 4, BCSC says
The McRock Capital co-founder succeeds Peter van der Velden
Broader economic conditions have shown signs of improvement, the central bank says
New tax rules, combined with sustained low interest rates and new capital requirements, are creating significant challenges for insurance carriers
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups