Thanks to new evidence, Ravindra Kumar Suppal’s fine was reduced to $50,000 from $150,000 and his suspension was reversed
The investment industry generated $76 billion in economic activity in 2016 and is responsible for providing direct employment for 40,130 workers
Applications are due by June 30
The former rep reached a settlement with the regulator, admitting to violating several investment industry rules
No more direct subscriptions for Horizons Managed Multi-Asset Momentum units will be made available
Ontario’s main regulator will host a public hearing on the long-running debate over a possible regulatory ban on embedded commissions
However, meat prices are expected to jump in 2017
Grocery stocks hammered after Amazon deal to buy Whole Foods
Foreign investors buying Canadian securities and Canadians selling foreign equities have resulted in total net inflows of almost $50 billion through April
The bank recapitalization regime would allow authorities to recapitalize a failing bank by converting some of its debt into common shares
The federal tax agency completed more than 21,000 files related to real estate that resulted in more than $329.4 million in unreported assessed income
The decision brings regulatory proceedings that began against the former theatre impresario and a couple of his associates in 2001 to a close
Grace McSorley will take over from Brigitte Boutin, who retired from OBSI in March, in July
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups