Draft guidance aims to help firms use clawbacks and other tools to deter misconduct in the financial industry
The announcement comes after the company agreed last week to settle both an OSC case and a class-action lawsuit filed by investors.
Rising interest rates threaten to make it harder for Canadians to pay down their debt
The former head of global policy and strategy at Barclays PLC will be responsible for the organization’s day-to-day management
New TD survey finds that life insurance takes a backseat to managing day-to-day expenses, paying down debt, saving for a house and saving for retirement
Despite the overall decline in M&A activity, the consolidation trend remains strong in insurance, which accounted for 43% of M&A deals in the sector
Jon Haountalas replaces Steve Geist as CIBC undergoes a transformation centred on digital innovation and client-focused delivery services
GetSmarterAboutMoney.ca now designed for visitors using mobile devices and tablets
HBC surges 15% on investor pressure
Various jurisdictions are undertaking reforms
The draft regulations published on Friday are in line with Ottawa’s consultation paper from August 2014 and consistent with expectations
The IAP’s seven new members are Neil Gross, Malcolm Heins, Paul Bates, Jacqueline Allen, Larry Bates, Patti Best and Harvey Naglie
Nominees must be full-time employees of an IIAC member firm and must not be a previous recipient to qualify
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups