The three companies in question self-reported inadequacies in their systems that resulted in some clients paying excess fees
The deal between the alternative mortgage lender and Warren Buffet's company is expected to close on June 29
Oil prices pull ahead
New investment objectives for seven funds
The ability to protect information about a fund’s holdings from the market could make actively managed ETFs a much more widely used product
Report finds range of practices in implementing the countercyclical capital buffer policy designed to protect banking sector
Deadline pushed back until July 28
The federal government has accepted nine recommendations included in a report from last autumn aimed at speeding up the process of resolving objections
Key features of the Canadian sector will protect it from suffering a repeat of the U.S. housing crisis, report says
Desjardins Financial Security Services admitted to the supervisory lapses involving former rep Conrad Eagan
The CDPSF will train the organization’s fund reps in its caisse network in Quebec and Ontario as of July 4
Standard and Poor’s downgrade reflects the province’s weakened budget performance and low commodity prices
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups