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FINRA proposals would strengthen controls on high-risk brokers

Excel’s first ETFs to begin trading next week

Power Financial looking primarily abroad for acquisition opportunities: CEO

Rodo-advisor begins selling life insurance article image robot_umbrella alternate text for this image

Rodo-advisor begins selling life insurance

CSE to bring back stop loss orders

CSA report: divisions remain over “best interest” article image CSA report: divisions remain over “best interest”

CSA report: divisions remain over “best interest”

Asia drives green bond market’s growing diversity: Fitch

Exec failed to disclose perks to shareholders: SEC

Invesco adds two new series to PowerShares ETF

Moody’s downgrades Canada’s banks

Quebec court finds new national securities regulator to be unconstitutional

Gold, energy stocks boost TSX

Alberta EMDs failing to meet regulatory obligations

Stock markets rise with the latest U.S. economic data ‘sending the right signals’

Bank of Canada governing council says trade uncertainty clouding outlook

Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April

SEC charges seven groups in alleged crypto confidence scam

Dramatic increase in Fintrac fines coming, but their effectiveness is less clear

SEC sanctions Canadian over pump-and-dumps

CPP Investments acquires minor stake in lubricants company Castrol

Industry moves: Two new adjudicators join Capital Markets Tribunal

Impersonation scams threaten advisors and their clients

  • By: IE Staff
  • December 24, 2025 December 24, 2025
  • 01:34

Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams

Industry moves: John MacIntyre named chair of TD Bank

Industry moves: Huston Loke leaves FSRA

Investment fund sales, assets climbed in November: SIMA

Product roundup: Ardian brings evergreen PE fund to Canada

The ETF year in review

  • By: Rudy Luukko
  • December 12, 2025 December 12, 2025
  • 13:24