But the company is encouraged by the inflows of deposits since Berkshire Hathaway announced it was investing $400 million in Home Capital
Shortcomings in client statements, followed by KYC, conflicts of interest and advertising were the top compliance issues for dealers
The rise in the Canadian dollar helped send financials higher on the stock exchange
The end of a three-year transition period means express consent may be required
Although the province already has such a standard on financial planners, it’s now expanding the rule to include broker-dealers, sales reps and advisors
Many Canadian investors believe that carbon and returns go together, but that is not the case, a new report concludes
The regulator’s proposed reforms aim to enhance competition in the market and to better protect investors
The firm will provide funding of $20 million during the next five years to develop tools to provide better experiences for investors and financial advisors
Most DB pension plans remain in strong financial shape thanks to foreign equities markets and despite another decline in long-term interest rates
The alleged fraud allowed the firm to artificially reduce its operating costs, improving its extraction efficiency metrics and profitability
The exercise would help regulators understand how a market crash would affect multiple CCPs, financial market infrastructure and the economy
CIBC’s president and CEO is being recognized for his efforts to create an inclusive workplace
The initiative, to be known as World Investor Week, will feature regulators around the world launching investor-focused campaigns in October
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups