The CSA says most current trade processing practices will be adequate
Company seeks feedback on issues such as women on boards and responsible investment
The firm was found to have violated the audit rules in connection with its audit of U.S. brokerage firm Merrill Lynch
James Alexander Moon, Michael Edward Comeau and Mitchell Torch admitted they failed to verify certain clients qualified as accredited investors
The bank received the highest ranking among 5,000 companies in the U.S. and Canada
New report finds that that there are steps exchanges in the developing world can take to make the markets more welcoming
The company reported that elevated expenses weighed down its bottom line, including $213.6 million pre-tax from its liquidity crisis earlier this year
Average home prices are down by almost $175,000 since April
In New York, the Dow Jones industrial average breached 22,000 for the first time
Expert Cyber includes coverage for meeting regulatory requirements and covering fees, to notifying clients, managing business interruption and restoring lost data
A consensus has emerged that the Volcker Rule “needs clarification and recalibration to eliminate burden on banks that do not present systemic risks”
Professor suggests that the first solar eclipse in North America in 38 years could affect stock market returns that day
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups