CIRO tribunal erred, BCSC panel rules
Provincial regulator orders case returned to the SRO to be reconsidered
- By: James Langton
- April 8, 2025 April 8, 2025
- 14:24
Top Stories in News
Trade war puts focus on mandatory minimum RRIF withdrawal
Liberals pledge 25% reduction in minimum withdrawal amount for one year
- By: Michelle Schriver
- April 8, 2025 April 8, 2025
- 13:44
Justice Department will narrow its focus on crypto-related enforcement
The department has disbanded the Biden-era National Cryptocurrency Enforcement Team
- By: Alan Suderman and Alanna Durkin Richer, The Associated Press
- April 8, 2025 April 8, 2025
- 12:35
Canada needs ‘growth-first’ agenda in volatile times: Scotiabank CEO
Scott Thomson said it's time to build capacity at home and boost productivity, rather than relying on external relationships
- By: The Canadian Press
- April 8, 2025 April 8, 2025
- 12:29
NASAA adopts ‘best interest’ in model rule
Group's conduct rule adds Reg BI, misleading title, provisions
- By: James Langton
- April 8, 2025 April 8, 2025
- 09:42
As China and the U.S. spar, countries brainstorm over how to cope with the trade war
“The U.S. threat to escalate tariffs on China is a mistake on top of a mistake": China's Commerce Ministry
- By: Elaine Kurtenbach, The Associated Press
- April 8, 2025 April 9, 2025
- 09:04
Ex-rep admits to misappropriating millions
Former Assante rep agrees to ban, $2.3 million in sanctions
- By: James Langton
- April 7, 2025 April 7, 2025
- 17:18
Product roundup: RBC iShares brings new fixed-income ETFs to market
Plus, a new ETF from Invesco, Franklin Templeton terminates funds and Interactive Brokers launches forecast contracts in Canada
- By: Noushin Ziafati
- April 7, 2025 April 7, 2025
- 17:08
ESMA aims to inspire confidence in green bonds
Regulator consults on standards for external reviewers of green bond offerings
- By: James Langton
- April 7, 2025 April 7, 2025
- 15:11
Rating agency fined by ESMA
Firm breached rules by implying regulators endorsed ratings
- By: James Langton
- April 7, 2025 April 7, 2025
- 15:08
Court approves smaller payout to Bridging investors
Initial distribution to unitholders in BFI funds cut by $170 million
- By: James Langton
- April 7, 2025 July 10, 2025
- 15:00
FCA seeks to overhaul alt manager regime
Policymakers aim to make it easier to enter and comply with rules in the U.K.
- By: James Langton
- April 7, 2025 April 7, 2025
- 14:48
Trade uncertainty denting business and consumer confidence: BoC reports
Business survey shows 32% of firms expect recession this year
- By: Craig Wong, The Canadian Press
- April 7, 2025 April 7, 2025
- 10:56
Stock markets rise with the latest U.S. economic data ‘sending the right signals’
The S&P/TSX composite index rose 58.63 points to 32,058.73
- By: Daniel Johnson, The Canadian Press
- December 23, 2025 December 23, 2025
- 17:07
Bank of Canada governing council says trade uncertainty clouding outlook
The central bank issued a summary of its overnight-rate deliberations earlier this month
- By: Lauren Krugel, The Canadian Press
- December 23, 2025 December 23, 2025
- 14:00
Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April
Americans’ assessments of their current economic situation tumbled: survey
- By: Matt Ott, The Associated Press
- December 23, 2025 December 23, 2025
- 10:56
SEC charges seven groups in alleged crypto confidence scam
Retail investors targeted by so-called investment groups on social media
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:45
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
CPP Investments acquires minor stake in lubricants company Castrol
The pension fund is investing up to US$1.05 billion
- By: The Canadian Press
- December 24, 2025 December 24, 2025
- 10:07
Industry moves: Two new adjudicators join Capital Markets Tribunal
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:38
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 24, 2025 December 24, 2025
- 01:34
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24