New York markets mixed
Firms are expected to search for and freeze assets
The joint guidelines aim to harmonize requirements for firms to assess the suitability of top managers and executives
The budget increases the basic personal exemption by up to $3,000 for taxable income up to $75,000
There’s great trust in advisors as more than half of investors surveyed said they would follow their advisors if they switched firms
The OSC survey also finds that many Ontarians are planning to use their homes to help fund their retirements
Name change represents final stage of management-led buyout of diversified assets business of SAM
Retail Strategy Task Force will develop initiatives to identify misconduct impacting retail investors
Revised fee schedule aims to boost liquidity
Wall St. down on North Korea warnings
The Elite Pricing program now includes auto-switching, “householding” and new rebate thresholds
They also favor a ban or sunsetting of unequal voting rights
Regulators release new cybersecurity resource for advisors
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups