CFO Brad Kotush will assume departing Greg Parker’s responsibilities
An OSC review in 2016 found significant deficiencies with the firm’s compliance systems
Ajai Bambawale to succeed Mark Chauvin
Brian Connell-Tombs taps into more than 20 years of experience with Canada’s regulatory agencies and industry oversight groups
Mark Cummings succeeds Doug Baker
The proposed mergers would streamline the lineup and retain certain tax efficiencies for the funds
In the early stages of a relationship, nearly two-thirds of HNW clients prefer to work directly with a wealth manager to address financial goals and…
UPIs are being introduced to enhance the transparency of the OTC derivatives markets
Judy Goldring, executive vice president and chief operating officer, AGF Management Ltd., discusses disruption in the mutual fund industry and the need for advisors to…
Shareholders are increasingly pushing back on excessive executive compensation
Ban supports efforts to protect Canadians from fraud
The regulator’s research reveals that credit quality and liquidity of bonds held in fixed-income funds has fallen recently
Growth is being driven by increasing risk and awareness of cyber attacks
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups