FCNB releases capital markets report
The guidelines aim to ensure greater consistency in reporting by trade repositories
Proxy advisory firm announces 2018 benchmark policy updates
Wall Street higher, Canadian dollar up
The Quebec regulator intends to publish a governance and compliance guide for firms in early 2018
Report from ADP estimates the Canadian economy shed jobs in October
Investment industry firms urged to do more to prepare for and respond to the needs of vulnerable investors
The competition will focus on tech-driven solutions that could help industry firms meet their regulatory requirements
Enforcement division releases report on priorities and enforcement activity
The move is credit positive for Chinese banks and other financial institutions
Rating reflects province’s healthy economy
The startup took home a prize of $65,000 for its pitch on automating high-end, fee-only financial planning
A new report from the Public Investors Arbitration Bar Association says that six of FINRA’s 13 current and immediate past public governors “appear to have…
Chip, software companies up as 'bargain hunters' step in
Rents are still 12.9% higher than levels seen before the Covid pandemic
They rose 2.3% in 2025, while business insolvencies fell by 21.8%
Unique provision aims to balance interests, provide greater certainty
Agency seeks feedback on new due diligence standards, enforcement
Regulators flag retail investor issues, market structure, resilience for 2026
187 mutual funds, 117 ETFs and 114 seg funds were recognized
GoSmart targets newer investors, excludes mutual funds, GICs, bonds, options
Plus, GreenShield buys Kii Health's Canadian mental health services segment
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups