This is the first enforcement action against a firm for failing to report details of trading in exchange-traded derivatives under the European Markets Infrastructure Regulation
Personal and commercial award recipients honored
New fund, which invests in bitcoin and ethereum, is accessible to accredited Canadian investors
Exchanges lead Canadian delegation as part of international growth strategy
The benefits include reducing the time and cost for firms of getting innovative ideas to market
The money could be used to pay down the deficit, or to fund new spending
Canadian dollar falls two-thirds of a cent
Mutual fund manager Patricia Perez-Coutts and four other employees left AGF to join Westwood in 2012
The U.S. fixed-income trading firm has agreed to pay almost $1 million for failing to register as an exchange or investment dealer
The Ontario Securities Commission is set to hold a roundtable on women on boards and in executive positions on Oct. 24
Retail sales contract in August
A look at the changes to income sprinkling, passive investment income and converting income into capital gains
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record