Regulators express concerns with complaint handling, complying with OBSI
Firms must ensure they make adequate disclosure regarding the use of internal ombudsmen
- By: James Langton
- December 7, 2017 October 7, 2019
- 12:30
Firms must ensure they make adequate disclosure regarding the use of internal ombudsmen
Although housing is driving growth in the median net worth of Canadian families, it’s also driving a significant rise in household debt levels
May will provide strategic leadership and operational oversight, manage volunteer committees and represent CFA charterholders in Canada
New mutual fund aims to provide a “prudently managed” portfolio of bonds and other debt securities for Canadian investors
The new distributed ledger technology (DLT) will operate on a secure private network
But a new report from Moody’s notes that the credit-rating agency’s baseline credit assessments for Canadian banks remain among the highest in the world
The Bank of Canada has warned that a successful cyberattack could spread widely throughout the financial system
The loonie also saw a drop after the Bank of Canada’s announcement to keep interest rates at 1%
The change is anticipated to occur on or about Dec. 15
First Asset Can-Energy Covered Call ETF will be delisted from the TSX on Valentine’s Day 2018
The organization’s award helps eight women with senior-level experience in their return to the financial services sector
The proposed amendments would allow innocent co-insureds to receive their share of compensation and bring New Brunswick’s laws in line with those of other provinces
Banks will face downside risks from relatively high corporate and household indebtedness as monetary policy in developed markets gradually tightens over the next few years
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups