New management fees range from 0.75% to 0.77%
The U.S. regulator will focus on cost and compensation disclosure, the supervision and oversight of reps and fixed-income trading execution
Blockchain technology will make it easier for clients to instantly verify personal information
The service provides dealers with an easy way to ask questions about complaint handling
Units are scheduled to begin trading on Aequitas NEO Exchange on Feb. 14.
Investment dealer gets huge lift from cannabis, blockchain transactions
The commitments are likely to be organized in the budget based on scientific theme
Guy Cormier, Martin Lavigne, Gilles Cloutier, Robert Beauregard and three advisors — Guillaume Parent, Mireille Rondy and Michel-Olivier Marcoux — also were honoured at FI’s…
Canadian dollar continues slide
A report from the regulator echoes the conclusion of a earlier report from IIROC
The affected products aim to provide inverse exposure to the S&P 500 VIX short-term futures index
Many clients may be wondering what triggered the drop and whether worse is to come
US$3.5 billion in prospective settlement funds awaits court approval
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups