No rule changes needed to accommodate MiFID II unbundling: CSA
Canadian regulators will continue to monitor developments in Europe
- By: James Langton
- December 14, 2017 October 7, 2019
- 12:50
Canadian regulators will continue to monitor developments in Europe
Regulators plan to unveil new reporting framework in 2018
Craig Fehr, principal, investment strategist at Edward Jones, outlines seven key predictions for Canadian and international financial markets in 2018.
The change reflects the industry’s success in adapting to product, cost and technology challenges, as well as rising demand in an expanding economy
NGX and Shorecan Energy Brokers sold to Intercontinental exchange
Louis Gagnon named president of Canadian operations
The federal agency’s final report on this emerging space calls on regulators to continue to push for increased price transparency and plain-language disclosure in investment…
The changes cover child-rearing as well as survivor and death benefits
Wall St. mixed after Fed raises key rate
The bank is also considering a U.S. stock listing for its Caribbean bank subsidiary
Businesses will have until Dec. 31, 2018, to adjust to the changes
NEO prepares to welcome its first set of closed-end funds and unit-traded funds
The derivatives exchange will begin disseminating the new index on Dec. 14
The S&P/TSX composite index climbed 244.33 points to 32,000.10
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record