Regulator seeks input put on robo-advisors, cryptocurrencies and crowdfunding
The new service will feature higher monetary limits and compensation caps
The society congratulates the 2018 winners of the Ethics Challenge and the Hillsdale Canadian Investment Research Award
As vice president of business development, Dulude will be responsible for managing the firm’s recruitment efforts across Canada
Canada, buoyed by a stronger-than-expected economy, faces uncertainty around trade and competitiveness
Vancouver’s Andrew Johns and his team sign up with the firm’s Canadian wealth-management division
U.S. markets advance
To qualify, firms must promptly return money to harmed clients
The blockchain platform would allow securities trades to be confirmed in real-time rather than two full business days for settlement
Firms should benefit once the industry adopts liquidity risk recommendations
Blockchain technology has the potential to disrupt many sectors and business models beyond cryptocurrencies such as bitcoin. Here’s what it is and how it works.
Consultation paper identifies regulatory approaches aimed at enhancing investor protection
There were more than 1,000 venture capital transactions in the fintech sector in 2017
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups