CIRO panel rejects allegations against ex-rep
Panel believed rep's evidence over allegations from former client
- By: James Langton
- April 29, 2025 April 29, 2025
- 17:18
Top Stories in News
RBC scraps sustainable finance commitment
Canada’s largest bank retreats from key climate disclosures as it reassesses methodology
- By: Ian Bickis, The Canadian Press
- April 29, 2025 April 30, 2025
- 17:08
An early signal of U.S. household stress: auto loans
Auto loan delinquencies on the rise, as the economic outlook dims
- By: James Langton
- April 29, 2025 April 29, 2025
- 16:18
OSC seeks $37.5 million in Bridging sanctions
Regulator requests monetary penalties, disgorgement, costs and market bans
- By: James Langton
- April 29, 2025 July 10, 2025
- 16:11
Europeans expecting higher inflation in 2025
Latest ECB survey finds consumers anticipating faster price rises
- By: James Langton
- April 29, 2025 April 29, 2025
- 15:43
U.S. consumer confidence plunges to lowest in 5 years on tariff worries
Recession worries grow and Americans pull back on spending
- By: Christopher Rugaber, The Associated Press
- April 29, 2025 April 29, 2025
- 12:09
Trump set to give automobile industry some tariff relief: White House
Dual duties on metals and vehicles may be lifted for some manufacturers
- By: Kelly Geraldine Malone, The Canadian Press
- April 29, 2025 April 29, 2025
- 11:20
Minority Parliament could prompt higher deficits amid party compromises
The Liberals' election platform pledged nearly $130B in new spending initiatives
- By: Sammy Hudes, The Canadian Press
- April 29, 2025 April 29, 2025
- 10:52
CIRO sanctions opaque offshore dealings
Exec failed to disclose dealings, dealer ignored red flags, SRO alleged
- By: James Langton
- April 29, 2025 April 29, 2025
- 09:36
European banks face pricer asset managers
Regulatory capital treatment may impact the cost of banks buying asset managers
- By: James Langton
- April 29, 2025 April 29, 2025
- 09:28
Rating outlook for leveraged finance downgraded
Gloomier global economy, heightened uncertainty, raises risk: Fitch
- By: James Langton
- April 29, 2025 April 29, 2025
- 09:13
Mark Carney elected PM in too-close-to-call result; Poilievre and Singh both lose seats
The Canadian dollar rose slightly relative to its U.S. counterpart in overnight trading, hitting a 2025 high
- By: Kevin Press
- April 29, 2025 April 29, 2025
- 05:39
Regulatory intervention can reduce finfluencer influence: OSC
However, the experiment found that the influence couldn't be completely eliminated
- By: Jonathan Got
- April 28, 2025 April 28, 2025
- 17:46
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24