A particular concern among HNW entrepreneurs is whether their heirs would be interested in taking over their businesses
Regulator launches SIE exam
The legislation sets out rules and restriction in areas such as contract cancellation and charging advance fees to consumers
New guideline applies to four Ontario-regulated sectors
U.S. markets finish flat
Court orders Daniel Tiffin to pay restitution to clients who purchased promissory notes
The committee serves as a forum to discuss issues and challenges faced by dealers and fund managers
A significant investor protection concern continues to exist
Retail investors gain access to the firm’s alternative investing strategies
The Quebec financial planning organization will become a partner of a rebranded FP Canada
The Equity Through Education program has raised more than $20 million since its launch in 2005
The company has decided to reduce the management fee applicable to Sionna Opportunities Fund
12 of 20 sectors gained ground as the manufacturing sector grew 1.2%
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups