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FSB launches review of legal entity identifiers implementation progress

IOSCO calls for comments on governance of OTC derivatives data

Low investor awareness of CRM2 a challenge for firms and advisors

  • By: IE Staff
  • August 16, 2018 October 17, 2019
  • 11:44

Unitholders approve changes to SEI Canada funds

  • By: IE Staff
  • August 16, 2018 October 17, 2019
  • 10:30

ASC panel denies order against short seller Cohodes

  • By: Dan Healing
  • August 16, 2018 November 13, 2019
  • 09:25

Wealthsimple to launch zero-commission stock trading service

OSC doubles fine against former First Leaside CFO

Global growth jitters sparked by Turkey drag markets lower

  • By: Ian Bickis
  • August 15, 2018 June 20, 2019
  • 17:30

Qualified Financial Services appoints president to lead growth

  • By: IE Staff
  • August 15, 2018 October 11, 2019
  • 16:25

IIROC fines BBS Securities for violating discount brokerage rules

Wealth-management veteran joins Morneau Sheppell board

Central 1 launches voice banking services

Taxpayers’ Ombudsman to examine how the CRA integrates the Taxpayer Bill of Rights in its operations

Stock markets rise with the latest U.S. economic data ‘sending the right signals’

Bank of Canada governing council says trade uncertainty clouding outlook

Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April

SEC charges seven groups in alleged crypto confidence scam

Dramatic increase in Fintrac fines coming, but their effectiveness is less clear

SEC sanctions Canadian over pump-and-dumps

Financial industry’s New Year’s resolutions

CPP Investments acquires minor stake in lubricants company Castrol

Industry moves: Two new adjudicators join Capital Markets Tribunal

Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams

Industry moves: John MacIntyre named chair of TD Bank

Industry moves: Huston Loke leaves FSRA

ETFs find favour as building blocks of other funds

Investment fund sales, assets climbed in November: SIMA

Product roundup: Ardian brings evergreen PE fund to Canada