The proposed program is expected to take effect on Nov. 1
How will firms be able to address conflicts of interest in four common scenarios?
GDP rocketed to an annualized pace of 2.9%
Improvement due to revenue growth and effective cost management, CEO says
Oil hits one-month high
A 2016 compliance exam identified inadequate due diligence with regard to exempt market products
Stéphane Blanchette re-elected as chairma
The SRO has made significant progress in achieving the priorities laid out in our three-year strategic plan
Canadian citizens filed US$10 million in false tax refund claims with the IRS
Changes take effect Oct. 1
From ethics to products to compensation, here are the categories that advisors gave the highest overall average importance ratings
The alliance aims to meet the continuing education needs of independent financial advisors
Loonie hits nearly three-month high on expectations of new NAFTA deal
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
Retail investors targeted by so-called investment groups on social media
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
The pension fund is investing up to US$1.05 billion
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
High-profile firms and their clients were targeted in 2025
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record