Outsourcing should be entered into as introducing/carrying dealer arrangement: MFDA
New guidance aims to bring mutual fund dealer arrangements under consistent regulatory oversight
- By: James Langton
- September 5, 2018 November 13, 2019
- 14:45
New guidance aims to bring mutual fund dealer arrangements under consistent regulatory oversight
Many experts predict another increase could arrive as early as next month
Closed-end funds would be reorganized as open-end mutual funds
Surplus with U.S. highest since October 2008
There was a modest increase in investment industry complaints
No need for immediate regulatory action, regulators say
High household debt levels remain an ongoing risk for the banks
Since 1993, more than 80 real estate companies have completed an IPO on TSX and TSXV
The application process for term life insurance is guided by the company’s proprietary algorithms and takes about five minutes to complete
Loonie falls further
Adrienne O’Neill succeeds Robert Veloso
M&A activity in the sector will continue as companies seek to increase their scale, diversify and improve profitability
Modern slavery affects tens of millions of people around the world, and Canadian companies may be directly or indirectly exposed
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
Retail investors targeted by so-called investment groups on social media
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
High-profile firms and their clients were targeted in 2025
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record