AIMA, CAIA propose new risk ratings for alternatives
The groups want a five-tier risk scale, rather than the current three
- By: James Langton
- January 8, 2019 October 17, 2019
- 12:15
The groups want a five-tier risk scale, rather than the current three
More than half of Canadian financial professionals gave their firm a grade of “C” or lower for their digital transformation efforts
How these funds could fare in a challenging market
Wiley will be general counsel and head of regulatory affairs
The loonie also hit a four-week high on Monday
Kim Furlong's resumé includes positions in biotech and as an advisor to federal cabinet ministers
OSFI is currently considering whether to increase the limit on covered bonds, which have become an important source of funding for the big banks’ uninsured…
Ilana Singer and Daniel Brunet begin two-year terms on Investor Advisory Panel
Larry Zelvin will lead the new division, which will focus on cybersecurity and fraud capabilities
The court found that IIROC did not have to turn over more information about trading in the shares of Concordia International
Equity and debt issuance both declined in 2018, a new report from Thomson Reuters reveals
Baker Tilly Canada will continue to function as an independently owned and operated group of 20 firms
Oil prices have been dictating much of the recent swings in the market: TD advisor
Labour market stabilizes, but recovery prospects remain shaky: NBF
Franklin Templeton’s Dina Ting highlights opportunities in China, the U.K., Mexico and more
Government highlights plans for innovation, consumer protection
Breaches of anti-money laundering rules revealed in compliance review
Concerns about investor harm arise as trailers persist, despite 2012 ban
Expect new product launches, outreach to advisors in months ahead: Mavroudis
Plus, updates on contract dispute with SeeWhy and last year's human rights complaint
Changes impact business, personal and legacy products
Deputy governor posts to filled via an internal recruitment process
Interim PBO Jason Jacques' term expired at start of March
Plus, Wellington-Altus adds talent, OSFI's Gully headed for Basel Committee and more
It's the second firm in Canada to receive approval to offer futures and forecast contracts
Both also recorded positive net sales in February, SIMA reports
Plus, other launches, fund changes announced