Omega Securities beefs up executive ranks
Firm welcomes chief compliance officer and head of market data services
- By: James Langton
- June 25, 2019 October 11, 2019
- 10:21
Firm welcomes chief compliance officer and head of market data services
The dollar traded for an average of US75.79¢ on Monday
Regulator says "there is a point at which a delay becomes unreasonable"
Regulators are concerned corporations may be too focused on near-term performance
Franklin is the first woman to hold the position
Fidelity Investments also found that almost half of Canadians expect to carry debt into retirement
A report from BMO GAM looks at how the human and robo-advice channels have been affected
Regulators take aim at manipulative behaviour
The FATF has issued new guidance for regulators and firms
But sales numbers were still far behind ETFs
S&P/TSX composite index closed down 49.40 points on Friday
Lawsuit alleges negligence after a data breach affected 2.9 million members
Modest increase follows March's strong results
Investors sift through "ugly" jobs report in Canada, U.S. economic data
Iran War has choked off most tanker transport through the Strait of Hormuz
GDP and jobs growth, inflation, are weighing on consumer sentiment
SRO says high risk, high volume trades, insufficient notes should have raised red flags
New guidance broadens range of supports that discount brokers can provide
Court grants Wealthsimple's application for closing judgment
Plus, RBC buys mortgage fintech, Fiera funds solar energy firm and EQB-PC Financial merger gets key thumbs up
But the advantages digital banks have enjoyed on fees is shrinking, as Ottawa pulls policy levers
The reversal comes just over two weeks after Houston's government tabled its budget
Gallagher will oversee Richardson rebrand under iA Financial
Plus, appointments at Harbourfront, Richardson, Manulife Investments and more
Interim Parliamentary Budget Officer Jason Jacques not extended
Plus new equity ETF launches from CIBC and LongPoint, Dynamic debuts private assets fund, and more
Favourable demographics and a rising middle class are ingredients for long-term secular growth
Rising fundraising targets, increased product launches are driving the activity: report