Advisors can now serve U.S. clients or Canadian clients with U.S.-domiciled accounts
The ASC ordered a permanent ban, $400K fine and millions in disgorgement
The rate increased for corporate taxpayers’ pertinent loans or indebtedness
Survey of venture capital and private equity firms shows room for improvement
Settlement includes US$48.8 million in disgorgement and a US$40 million civil penalty
Regulator seeks to boost market activity following declines in energy sector
Decision is effective immediately
The OSC released its statement of priorities for 2019-2020 on Thursday
The measure for Toronto, however, remained at historical highs in Q1
But growth is expected to be slower the rest of the year
The bank will record a loss of approximately $400 million after tax
IPOs were down 28% compared to a year ago
FP Canada announced its directors for 2019/2020 on Wednesday
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups