U.S. derivatives regulator seeks restitution, disgorgement, and monetary penalties
The U.S. divisions saw strong growth
Rep recommended and implemented extensive margin use for two retired clients
The bancassurance distribution channel is entrenched in Europe and growing in popularity in Asia
Global green bond issuance totalled $47.2 billion
Amendments are aimed at reducing the regulatory burden for issuers that wish to conduct ATM distributions
Revenue was also down year over year
Fiera will distribute Natixis investment strategies to Canadian clients
Firm alleged to have misled investors with a slide presentation
New system to enhance SRO's ability to detect possible market abuse
Firm announced the sale of its U.S. asset-management business in April as it shifts focus to life insurance
The June crude contract was up 72¢ on Wednesday
Franklin Templeton study finds boomers who work with advisors are confident about their savings
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record