BMO Capital settles SEC charges over securities lending
The regulator has charged 13 firms for abusive ADR practices, generating settlements of more than $427 million
- By: James Langton
- August 16, 2019 November 13, 2019
- 15:31
The regulator has charged 13 firms for abusive ADR practices, generating settlements of more than $427 million
FHG acquired all the shares of both firms on Aug. 1
The hackers injected malware onto an external server
There was a net outflow of $10.6 billion in securities
The firm had been in early warning over its capital position since June
The agency posted examples to demonstrate how the new rules are applied
Results improved quarter-over-quarter
New products could attract new consumers as StatsCan reports flat year-over-year use
CannTrust sought the order earlier this month
The Oxford comma strikes again
S&P/TSX composite index down 33.41 points on Thursday
Regulators stop short of going ahead with OBSI recommendations
Proposals increased at a growth rate of 14% in June year over year, marking the ninth consecutive month of double-digit expansion
Canadian Natural Resources Ltd. and Suncor Energy Inc. gained 3.10% and 2.98%, respectively
The price of a barrel of Brent crude, the international standard, got as high as US$101.59 overnight
The International Energy Agency has agreed to release 400 million barrels of oil from member nations' stockpiles
New guidance broadens range of supports that discount brokers can provide
Court grants Wealthsimple's application for closing judgment
Test will use BoC-issued wholesale digital dollars
Plus, RBC buys mortgage fintech, Fiera funds solar energy firm and EQB-PC Financial merger gets key thumbs up
But the advantages digital banks have enjoyed on fees is shrinking, as Ottawa pulls policy levers
The reversal comes just over two weeks after Houston's government tabled its budget
Gallagher will oversee Richardson rebrand under iA Financial
Plus, appointments at Harbourfront, Richardson, Manulife Investments and more
Interim Parliamentary Budget Officer Jason Jacques not extended
Favourable demographics and a rising middle class are ingredients for long-term secular growth
Rising fundraising targets, increased product launches are driving the activity: report
Plus, a slew of other fund launches, changes announced