U.S. regulators halt alleged Ponzi scheme
The scheme raised US$30 million from more than 300 investors in the U.S. and Canada
- By: James Langton
- May 21, 2019 November 13, 2019
- 10:55
The scheme raised US$30 million from more than 300 investors in the U.S. and Canada
The shares represent approximately a 7.1% stake
U.K. regulator warns of "startling" figures
The Canadian dollar is also down
Margins are a more important consideration at this stage in the cycle, a report says
Flows into fixed income ETFs are up this year
The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules
Changes include fee reductions and tiers
The reduced reporting deadline for debt transactions won't take effect until April
Investors felt geopolitical tensions started to ease
The CFTC is looking to nullify high-frequency traders' advantage
The growth rate represents a 50% decrease since March, when growth was forecasted at 1.4%
LIBOR and other interbank rates will disappear in 2021
The S&P/TSX composite index climbed 244.33 points to 32,000.10
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record