The regulator ruled that the company violated federal securities laws and ordered it to pay a US$24 million penalty
Fees and registration are the focus of two CSA campaigns this month
Certain funds will merge, and other changes relate to investment objectives, benchmarks and fees
The first nine months of the year were the slowest since 2012
Orru has joined the company as vice president and wholesaler
Scams with the highest engagement and victimization rates involve social media
The only change is in the interest rate for corporate taxpayers’ pertinent loans or indebtedness
Scotia veteran had held position on interim basis since May
An additional 35,000 Canadians would be eligible for DTC under Tory plan
Party also pledges to crack down on corporate tax loopholes
Permanently banned from Ontario's markets, Tang may now be soliciting investors in Quebec
Two new products were unveiled on Monday
Framework is designed to help develop and implement education programs
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups