OSC has no immediate plans to introduce ETF legislation
Industry has done a good job of regulating itself, says the OSC's Raymond Chan
- By: Greg Dalgetty
- October 2, 2019 November 6, 2019
- 13:56
Industry has done a good job of regulating itself, says the OSC's Raymond Chan
TD Ameritrade and Charles Schwab will eliminate online trading commissions
Firm's traders believed that the exchange allowed the transactions in question
The Basel Committee on Banking Supervision released its latest assessment
U.S. political insider warns of the fallout, from stock selloffs to the Democratic nomination
Firm aims to integrate ESG into most funds by end of year; Nicola Wealth launches sustainable fund
A review found that 17% of board seats are now held by women, up from 15% a year ago
Programs will be mandatory for those seeking the CFP
Regulator warns of apps promising "pyramid-like payouts"
For the second straight quarter, there were no IPOs on the TSX
The trade war with China has curtailed manufacturing growth
Among the key considerations are the size of the account, the client's time horizon, transaction costs, management fees and taxes
European regular plans to expand its mandate in 2020
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups