Board members can serve up to two three-year terms
The rules would explicitly require firms to resolve material conflicts of interest in the best interest of their clients
The bank is also one of two Canadian signatories to the UN's Principles for Responsible Banking
Denis Dubois replaces Gregory Chrispin as EVP of wealth management and life and health insurance
Fee changes would have to be submitted for comment and approved
The regulatory agency has published a consultation paper on market abuse rules
Home prices also rose
Appointment is effective immediately
See all the articles and photos from the 2019 event.
S&P/TSX composite index closed down 136.69 points on Wednesday
Global group of securities regulators has updated reviews of reforms for money market funds and securitizations
The firms allegedly used phantom bids and false communication to increase trading activity
Industry has done a good job of regulating itself, says the OSC's Raymond Chan
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups