NEO launches private placement platform
Dealers that connect to the platform can publish their approved deals to their investment advisors
- By: James Langton
- October 22, 2019 October 22, 2019
- 11:59
Dealers that connect to the platform can publish their approved deals to their investment advisors
Initial offerings closed on Monday
Due to ongoing challenges in the energy sector, overall sentiment was negative in the Prairies
The product packages the return of multiple structured notes into a mutual fund
Acquisition is subject to regulatory and unitholder approval
The acquisition brings more than 100 investment advisors with approximately $13.5 billion in assets
Budget 2019 pledges will likely receive renewed attention
The reforms represent the most extensive amendments to the province's securities laws since the legislation was introduced in 1996
Toronto stock index closes up on Monday
The two investment professionals ran separate practices at Scotiabank and ScotiaMcLeod, respectively
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The results could range from benign to serious
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Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
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Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
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Plus, other firms launch new products, tweak their fund lineups