Trading ban breacher gets jail time
The recidivist was sentenced to 90 days in prison and two years probation
- By: James Langton
- October 29, 2019 November 13, 2019
- 17:15
The recidivist was sentenced to 90 days in prison and two years probation
U.S. markets were down ahead of an expected Fed rate cut
Speakers at a Vantage Series event discussed the challenge of providing personalized advice at scale
The association president warned of the reputational damage from cyber attacks
TD reports 18% of high income earners have below-average financial health
Greenwich reports small players are targeting disgruntled corporate clients at larger banks
The IG Living Plan Snapshot determines a score based on five financial criteria
Sean Debotte has been appointed CEO of ITG
S&P 500 hits record high on positive earnings, trade sentiment
Retail banking and wealth management enjoyed revenue growth
New LOC allows whole life insurance policyholders to borrow up to 90% of their policy’s cash surrender value
New platform designed to boost efficiency in the primary ETF market
Nearly two-thirds of residential mortgages that were over 90 days in arrears in Q1 2019 were uninsured
Rents are still 12.9% higher than levels seen before the Covid pandemic
They rose 2.3% in 2025, while business insolvencies fell by 21.8%
Precious metals action calms, while Dow Jones tops 50K
Unique provision aims to balance interests, provide greater certainty
Agency seeks feedback on new due diligence standards, enforcement
Regulators flag retail investor issues, market structure, resilience for 2026
GoSmart targets newer investors, excludes mutual funds, GICs, bonds, options
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
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Plus, other firms launch new products, tweak their fund lineups