Numerous changes are effective Jan. 1
The court found a suit involving a 2009 disciplinary action came too late
U.S. markets also broke records
Sales were strong for both equity and bond funds
NSSC says schemes can cost investors their savings, plus trigger taxes
New York's DFS calls on firms to submit transition plans
Have you paid attention to what’s been happening in the industry this year? You’re about to find out
The GDP report says October had the biggest month-to-month decline in retail trade since March 2016
Familiar investment schemes are joined by new scams on regulators' watchlist
Three-quarters of issuers currently disclose ESG information to the public
FINRA, U.S. exchanges found Credit Suisse failed to oversee direct access clients
The transaction is part of CI’s plan to grow its presence in the U.S. RIA market
The change affects Invesco's fixed income team
The Middle East war has made it difficult for anyone to make economic forecasts
Targets have changed, but AML controls not being relaxed
Number of international students and workers fell by 28% over a year
New rules aim to make incident reporting easier, amid rising systemic risk
Panel lifts stay, refines order in case that led to landmark ruling
Only tokenized securities count under new guidance that also clarifies landmark legal test
The province is not raising taxes or cutting services as part of the budget
QUEBEC BUDGET 2026 — Budget focuses on extensions and changes to support AI, media and culture
QUEBEC BUDGET 2026 — Funding supports research on taxation, productivity and public policy
Moores will succeed longtime leader Jamie Coulter, who stepped down last year
Gallagher will oversee Richardson rebrand under iA Financial
Plus, appointments at Harbourfront, Richardson, Manulife Investments and more
Plus new equity ETF launches from CIBC and LongPoint, Dynamic debuts private assets fund, and more
Favourable demographics and a rising middle class are ingredients for long-term secular growth
Rising fundraising targets, increased product launches are driving the activity: report